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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 1997-07-08 |
| TX | RA | APPROVED_RES | 1993-12-16 |
Branch Locations
520 Newport Center Dr, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Ana | CA | 01/1983 | Present |
| Bank Of America,Na | Santa Ana | CA | 08/2009 | Present |
I* 9146 For profit or not for profit: N Name of outside business organization: Givant Investment related: N Address of business: costa Mesa, California, 92647 Nature of business: Trust Position, title, association: successor trustee Start date of relationship: 7/17/2018 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-07 |
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