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Stephen Patrick Parkin

S.P. Parkin & Co

Chesterfield, MO

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Current Employers
S.P. Parkin & Co

16052 Swingley Ridge Road Suite 105, Chesterfield, MO 63017 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2002-04-26
  • MO RA
    APPROVED
    Since 2002-04-26

Branch Locations

16052 Swingley Ridge Rd Suite 105, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
S. P. Parkin & Associates Des Peres MO 01/1981 Present
Integrated Asset Mgmt, Inc. Chesterfield MO 01/1988 Present
Guardian Life Insurance Co. Of America New York NY 10/1997 Present
S.P. Parkin & Co Chesterfield MO 10/2010 Present
  • 01/1981 → Present
    S. P. Parkin & Associates
    Des Peres, MO
  • 01/1988 → Present
    Integrated Asset Mgmt, Inc.
    Chesterfield, MO
  • 10/1997 → Present
    Guardian Life Insurance Co. Of America
    New York, NY
  • 10/2010 → Present
    Chesterfield, MO
Other Businesses

Mr. Parkin is licensed to sell insurance through S. P. Parkin & Co., a Missouri licensed insurance agency. The insurance activities amount to a very small amount of time and are facilitated solely for the benefit of clients.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-09-22
S63 Uniform Securities Agent State Law Examination 1994-02-11
  • S65 Uniform Investment Adviser Law Examination
    2000-09-22
  • S63 Uniform Securities Agent State Law Examination
    1994-02-11
Other Names
  • Pat Parkin
  • S Pat Parkin

View on SEC IAPD

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