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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-06-14 |
| OK | RA | APPROVED | 1996-01-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Norman | OK | 12/1995 | Present |
(1) 03/08/2022 - Sigmon Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/28/2022 - 160 Hours Per Month/160 Hours During Securities Trading. (2) 03/06/2024 - Sigmon Associates, Inc. - Business Entity For Tax/Investment Purposes Only - President - Investment Related - At Reported Business Location(s) - Start Date 01/04/1990 - 5 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-15 |
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