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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2003-09-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 12/1980 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 01/1983 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. NEWCOMBE, BERGERON. INVESTMENT RELATED. 191 WASHINGTON STREET, KEENE, NH, 03431. GROUP INSURANCE SALES. OWNER. 12/14/2011. 20 HRS/MONTH. 3. OUTSIDE INSURANCE GENERAL SALES/SERVICING, 191 WASHINGTON STREET, KEENE, , NEW HAMPSHIRE, 03431, UNITED STATES OF AMERICA, GENERAL SALES/SERVICING, START DATE: 12/14/2011, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, 100% OWNER; GROUP INSURANCE SALES. 4. FINANCE COUNCIL CHAIR, PARISH OF THE HOLY SPIRIT, 173 MAIN ST., KEENE, , NEW HAMPSHIRE, 03431, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 8/20/2026, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, HELP FINANCIAL BUDGETING AND OVERSEE PARISH FINANCES, NON-FINANCE RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-17 |
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