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Current Employers
Isc Financial Advisors

200 North Broadway Ave., Albert Lea, MN 56007 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-31
  • MN RA
    APPROVED
    Since 2014-01-31

Branch Locations

200 North Broadway Ave., Albert Lea, MN 56007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services Oakdale MN 08/1987 12/2020
Murray Financial Group Llc, Dba Isc Financial Advisors Albert Lea MN 02/2011 Present
Purshe Kaplan Sterling Investments Albany NY 01/2021 Present
  • 08/1987 → 12/2020
    Woodbury Financial Services
    Oakdale, MN
  • 02/2011 → Present
    Murray Financial Group Llc, Dba Isc Financial Advisors
    Albert Lea, MN
  • 01/2021 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
Previous Registrations
  • 2020-12-23 → 2020-12-31
    Woodbury Financial Services, Inc.
    Oakdale, MN
    Albert Lea, MN
  • 2014-01-23 → 2017-05-04
    Woodbury Financial Services, Inc.
    Albert Lea, MN
    Hudson, WI
    Minneapolis, MN
Other Businesses

1) CITY OF ALBERT LEA; POSITION: Mayor NATURE: City of Albert Lea Government INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 4 START DATE: 01/03/2023. ADDRESS: 221 East Clark Street, Albert Lea MN 56007; DESCRIPTION: Attend and Run City Council Meetings and Functions. Review/Discuss City Policies and Finances w/ City Staff and Council Members. 2)Galway Bay Inc__Investment related:NO___Address: 124 Ridge Road Albert Lea, MN 56007__Nature of business: Rental properties__Position: Owner__Start date: 06/20/2007__Hours/month: 4__ Hours/month securities trading: 1__Duties: Manage properties 3)PKS Financial__ Investment related:NO__Address: 80 State St Albany NY 12207__Nature of business: Fixed/Traditional insurance__Position: Agent__Start date:1/4/2021__Hours/Month: 80__ Hours/Month during trading hours: 60__Nature of business: Sales of insurance 4)Fixed Insurance__ Investment related: No__Address: 80 State St Albany NY 12207__ Nature of business: Fixed/Traditional insurance__Position:Agent__Start date:1/4/2021__Hours/month: 1__Hours/month during trading hours:1__Duties: Sales of insurance 5)Murray Financial Group d/b/a ISC Financial Advisors__Investment related:Yes__Address: 200N Broadway Ave Albert Lea MN 56007__Nature of business: Investment advisor firm__Position: President, advisor__Start date:4/1/2011__Hours/month:120__Hours/month during trading:80__Duties:Asset management, financial planning 2) GALWAY BAY, INC. POSITION: Owner NATURE: Rental properties INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 06/20/2007 ADDRESS: 124 Ridge Road, Albert Lea MN 56007, United States DESCRIPTION: Manage real estate properties. 3) MURRAY FINANCIAL GROUP, LLC, DBA ISC FINANCIAL ADVISORS POSITION: Owner/advisor NATURE: LLCMurray Financial Group is a Registered Investment Advisory Firm and an Insurance Agency. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 04/01/2011 ADDRESS: 200 North Broadway Avenue, P.O. Box 171, Albert Lea MN 56007, United States DESCRIPTION: I am the owner, manager, and an employee of Murray Financial Group. I also serve in the role of CCO for the firm. I am also an Advisor with the firm. 4)PKS Financial_ Investment related no_ 80 state st Albany NY 12207_ Fixed/Traditional insurance_ agent_ start date 01/04/2021_ 120 hours/month_ 80 hours/month during securities trading hours_Sales of fixed/traditional insurance 5)Fixed Insurance_Fixed Insurance_Investment related no_80 state st Albany NY 12207_Fixed/Traditional insurance_Agent_Start date 01/04/2021_ 2 hours/month_1 hour/month during trading hours_sales of fixed insurance

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-03-25
  • S63 Uniform Securities Agent State Law Examination
    1983-03-25
Other Names
  • Rich Murray
  • Richard John Ii Murray
  • Rich Murray

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