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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-03-19 |
| IL | RA | APPROVED | 2007-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gardner Building & Development Inc. | Brighton | MI | 04/1990 | Present |
| Stifel, Nicolaus & Company, Incorporated | Chicago | IL | 08/2007 | Present |
1. GARDNER BUILDING & DEVELOPMENT INC; 2 Graystone Ct, N. Barrington, IL 60010; Land ownership and development, building, real estate consulting; Shareholder, Officer & Director; Make all important decisions regarding land development, parcel sales, etc; 01/01/1987; 10 hours per Year; Not during securities trading hours; Not Investment-Related. 2. Executor for family estate. 3. The Grove at Wynstone Association; 14 Graystone Court N. Barrington IL 60010; Home Owners' Association; Board Member/Secretary; Attend Board meetings/ vote on matters coming before the Board/ record minutes of meetings and distribute to the Board; 12/11/2024; 2 hrs/month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-01 |
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