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Kimaron Jaye Gardner

Stifel, Nicolaus & Company, Incorporated

Barrington, IL

CRD 1107297

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-03-19
IL RA APPROVED 2007-08-01
  • TX RA
    APPROVED_RES
    Since 2018-03-19
  • IL RA
    APPROVED
    Since 2007-08-01

Branch Locations

257 East Main Street, Barrington, IL 60010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gardner Building & Development Inc. Brighton MI 04/1990 Present
Stifel, Nicolaus & Company, Incorporated Chicago IL 08/2007 Present
Previous Registrations
  • 2006-09-20 → 2007-08-02
    Chicago, IL
    Chicago, IL
    Chicago, IL
Other Businesses

1. GARDNER BUILDING & DEVELOPMENT INC; 2 Graystone Ct, N. Barrington, IL 60010; Land ownership and development, building, real estate consulting; Shareholder, Officer & Director; Make all important decisions regarding land development, parcel sales, etc; 01/01/1987; 10 hours per Year; Not during securities trading hours; Not Investment-Related. 2. Executor for family estate. 3. The Grove at Wynstone Association; 14 Graystone Court N. Barrington IL 60010; Home Owners' Association; Board Member/Secretary; Attend Board meetings/ vote on matters coming before the Board/ record minutes of meetings and distribute to the Board; 12/11/2024; 2 hrs/month; Not during securities trading hours; Not Investment-Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-24
S63 Uniform Securities Agent State Law Examination 1996-08-01
  • S65 Uniform Investment Adviser Law Examination
    2004-05-24
  • S63 Uniform Securities Agent State Law Examination
    1996-08-01

View on SEC IAPD

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