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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-14 |
| CA | RA | APPROVED | 2019-10-18 |
Branch Locations
9595 Wilshire Blvd, Suite 601 [Satellite], Beverly Hills, CA 90212 • United States
595 Humboldt St Ste 200, Reno, NV 89509 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Los Angeles | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 11/2016 | 10/2019 |
| Wells Fargo Advisors Financial Network, Llc | Beverly Hills | CA | 10/2019 | Present |
KCL LLC, INV RELATED,VENICE, CA, 33.33% OWNER, START: 3/15/1989, 1 HOUR PER MONTH/0 DURING TRADING. RENTAL PROPERTY; INV RELATED; LOS ANGELES, CA; 100% OWNERSHIP; START 3/7/2016; 1 HOUR PER MONTH, 0 DURING TRADING; INVESTOR.; TRUSTEE FOR MOTHER'S TRUST, INV RELATED, BEVERLY HILLS, CA, START: 12/08/2020, 1 HR/MONTH, 0 HRS DURING TRADING. RENTAL PROPERTY; INV. RELATED; NORTH HOLLYWOOD, CA; 34% OWNERSHIP; START DATE 1/4/2021; 1 HR PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-09 |
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