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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-03-04
NC RA APPROVED 2001-12-31
  • TX RA
    APPROVED_RES
    Since 2014-03-04
  • NC RA
    APPROVED
    Since 2001-12-31

Branch Locations

300 A W Arlington Blvd, Greenville, NC 27834 • United States

301 Commerce Ave Ste 103, Morehead City, NC 28557 • United States

Morehead City, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Greenville NC 09/2005 03/2020
Ameriprise Financial Services, Llc Greenville NC 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 126 Oakmont Drive , #27, Greenville, NC, 27858; Not Investment-Related; 06/01/2005. Business Ownership; JMB GNV, LLC; Owner; Real Estate; 126 Oakmont Drive, #27, Greenville, NC, 27858; Not Investment-Related; 04/18/2005; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-03-21
  • S63 Uniform Securities Agent State Law Examination
    1983-03-21
Designations
Other Names
  • Jim Bengala

View on SEC IAPD

Other Firms

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