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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-09-06
  • IA RA
    APPROVED
    Since 2024-09-06

Branch Locations

600 Portland Ave S, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc West Des Moines IA 03/2014 05/2024
Cetera Advisors Llc Denver CO 03/2014 05/2024
Cetera Financial Specialists Llc Schaumburg IL 03/2014 05/2024
Cetera Investment Services Llc Saint Cloud MN 03/2014 05/2024
Vsr Financial Services, Inc. Overland Park KS 07/2015 11/2016
Girard Securities, Inc. San Diego CA 07/2015 11/2017
Investors Capital Corp. Lynnfield MA 07/2015 11/2016
Summit Brokerage Services, Inc. Boca Raton FL 07/2015 12/2019
First Allied Securities, Inc. - Cp West Des Moines IA 03/2014 09/2022
Cetera Investment Advisers Llc Schaumburg IL 06/2023 05/2024
Homemaking Bondurant IA 05/2024 08/2024
Thrivent Investment Management Inc Minneapolis MN 09/2024 Present
Thrivent Financial Appleton WI 08/2024 Present
  • 03/2014 → 05/2024
    Cetera Advisor Networks Llc
    West Des Moines, IA
  • 03/2014 → 05/2024
    Cetera Advisors Llc
    Denver, CO
  • 03/2014 → 05/2024
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 03/2014 → 05/2024
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 07/2015 → 11/2016
    Vsr Financial Services, Inc.
    Overland Park, KS
  • 07/2015 → 11/2017
    Girard Securities, Inc.
    San Diego, CA
  • 07/2015 → 11/2016
    Investors Capital Corp.
    Lynnfield, MA
  • 07/2015 → 12/2019
    Summit Brokerage Services, Inc.
    Boca Raton, FL
  • 03/2014 → 09/2022
    First Allied Securities, Inc. - Cp
    West Des Moines, IA
  • 06/2023 → 05/2024
    Schaumburg, IL
  • 05/2024 → 08/2024
    Homemaking
    Bondurant, IA
  • 09/2024 → Present
    Minneapolis, MN
  • 08/2024 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
  • 2023-06-29 → 2024-05-06
    West Des Moines, IA
  • 2014-04-11 → 2023-06-29
    Cetera Wealth Services, Llc
    El Segundo, CA
    El Segundo, CA
    West Des Moines, IA
  • 2014-04-11 → 2017-09-28
    Cetera Advisors Llc
    Greenwood Village, CO
    Greenwood Village, IL
    West Des Moines, IA
    West Des Moines, IA
  • 2013-02-25 → 2014-04-08
    Bancwest Investment Services, Inc.
    West Des Moines, IA
  • 2008-07-16 → 2013-02-08
    Des Moines, IA
  • 2006-09-28 → 2008-07-16
    Des Moines, IA
Other Businesses

MIDWEST REAL ESTATE, LLC POSITION: Owner NATURE: This is LLC with my wife and I where we passively own residential real estate for the purposes of renting. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2012 ADDRESS: 3508 Poplar DR SW, Bondurant IA 50035, United States DESCRIPTION: I passively help with management of the properties within the LLC. FREE TO SERVE MINISTRIES POSITION: Founder / Spiritual Leader NATURE: Free to Serve is a small Christian non-profit that teaches principles of generosity and stewardship in local churchesvia Bible studies and preaching. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: PO BOX 764, Ankeny IA 50021, United States DESCRIPTION: As an ordained minister I lead the Bible studies and will preach or speak on different topics asrequested by local churches.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-26
  • S66 Uniform Combined State Law Examination
    2006-09-26
Other Names
  • Efrem D Jackson
  • Efrem Duane Jackson

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