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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-09-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | West Des Moines | IA | 03/2014 | 05/2024 |
| Cetera Advisors Llc | Denver | CO | 03/2014 | 05/2024 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 03/2014 | 05/2024 |
| Cetera Investment Services Llc | Saint Cloud | MN | 03/2014 | 05/2024 |
| Vsr Financial Services, Inc. | Overland Park | KS | 07/2015 | 11/2016 |
| Girard Securities, Inc. | San Diego | CA | 07/2015 | 11/2017 |
| Investors Capital Corp. | Lynnfield | MA | 07/2015 | 11/2016 |
| Summit Brokerage Services, Inc. | Boca Raton | FL | 07/2015 | 12/2019 |
| First Allied Securities, Inc. - Cp | West Des Moines | IA | 03/2014 | 09/2022 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 05/2024 |
| Homemaking | Bondurant | IA | 05/2024 | 08/2024 |
| Thrivent Investment Management Inc | Minneapolis | MN | 09/2024 | Present |
| Thrivent Financial | Appleton | WI | 08/2024 | Present |
MIDWEST REAL ESTATE, LLC POSITION: Owner NATURE: This is LLC with my wife and I where we passively own residential real estate for the purposes of renting. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2012 ADDRESS: 3508 Poplar DR SW, Bondurant IA 50035, United States DESCRIPTION: I passively help with management of the properties within the LLC. FREE TO SERVE MINISTRIES POSITION: Founder / Spiritual Leader NATURE: Free to Serve is a small Christian non-profit that teaches principles of generosity and stewardship in local churchesvia Bible studies and preaching. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: PO BOX 764, Ankeny IA 50021, United States DESCRIPTION: As an ordained minister I lead the Bible studies and will preach or speak on different topics asrequested by local churches.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-26 |
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