Julian Marc Frank

Current Employers

Employment History

• 08/2015 → Present
  Ubs Financial Services Inc.
  Melville, NY

Previous Registrations

• 2012-03-27 → 2013-12-31
  Morgan Stanley
  Melville, NY
  Melville, NY

Other Businesses

1. TRAFALGAR CONDOMINIUM ASSOC.; NOT INVESTMENT RELATED; FLORIDA; 4 HOURS PER MONTH; 0 DURING SECURITIES TRADING HOURS. 2)NAME OF OTHER BUSINESS: Al Martelli Trust / INVESTMENT RELATED?: Y/ ADDRESS: 1830 Hannington Ave / NATURE OF THE BUSINESS: This is a testementary trust. I will be a co-trustee / POSITION: co-trustee / DUTIES:I will be making investment decisions along with the co-trustee. We will both be administering the trust, and following the instructions of the deceased / START DATE: 4/1/2023 / HOURS DEVOTED TO BUSINESS: NA 3. Estate of Al Martelli/ investment related?:yes / 56-27A Utopia Parkway, Fresh Meadows, NY 11365/ following last wishes of Al Martelli/ start date: 3/15/2022 4. R.S. Martelli Estate, nassau ny United States, "to apply to queens county, NY surrogate court to issue Limited letters of Administration to Julian Frank for Estate of R.S Martelli. R.S. had no will, no assets in her name, and by operation of law , joint assets were passed upon death in 2015 to her husband Albert. Julian Frank is executor, approved by UBS of the Estate of Albert Martelli ( deceased in dec 2021) The IRS has issues a favorable private letter ruling for the R.S Martelli Estate to extend the 5 year statue of limitations, until March 2025 , to take advantage of the portability of R.S Martelli unused Marital exemption for the benefit of The Albert Martelli estate. As a executor of the Albert Martelli estate , it a benefit to the estate to get the Fed 706 form filed for R.S Martelli estate for the portability benefit. Once again ,there are no assets to be collected or disbursed from R.S Martelli Estate. MQ91811 is Albert Matrelli estate, just to file a 706 Fed tax form, estate administrator limited to filing a 706 fed tax form, START DATE-1/1/2025

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-11-17
• S63 Uniform Securities Agent State Law Examination
  1983-05-03