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125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2017-07-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Wealth Advisors | Elkhart | IN | 07/2013 | 06/2017 |
| United Capital Financial Advisors | Irving | CA | 06/2017 | Present |
1.RENTAL PROPERTY; INVESTMENT RELATED; LOCATED IN ELKHART, IN; REAL ESTATE COMPANY; OWNER AND MANAGER; START DATE JANUARY 2017; 2 HOUR PER MONTH; NO TIME DURING TRADING HOURS; DUTIES INCLUDE OPERATING AND MANAGING REAL ESTATE PROPERTY. 2. I AM AN INSURANCE AGENT, LICENSED FOR LIFE INSURANCE, HEALTH INSURANCE AND/OR ANNUITY LINES OF BUSINESS WITH UNITED CAPITAL RISK MANAGEMENT. I MAY RECEIVE COMPENSATION FROM INSURANCE COMPANIES FOR THE SALES OF INSURANCE PRODUCTS TO CLIENTS OR OTHER INDIVIDUALS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 1983-05-20 |
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