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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-21 |
| IN | RA | APPROVED | 2013-06-21 |
Branch Locations
200 Nibco Parkway Suite 300, Elkhart, IN 46516 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Elkhart | IN | 06/2013 | Present |
1. State of Indiana Notary; 200 W. Washington St., Room 201 Indianapolis IN 46204; Government; Notary services for clients; 12/31/2009; 0.00 Hour(s) Per Day; not during securities trading hours; Not Investment-Related. 2. Elkhart Chamber of Commerce - Business Diversity Initiative (BDI); 418 S Main St, Elkhart, IN 46516; Build relationship strengthen the Elkhart Business community; Committee Member; Assist with event planning; 01/18/2021; 15 Hours per Year; During Securities Trading Hours; Not Investment-Related. 3. Arnold Bros Cafe LLC, DBA The Bakers Nook Cafe; 3517 Briarwood Dr, Elkhart, IN 46514; Restaurant; Co-Owner; Quarterly maintenance; 06/01/2023; 8 Hours per Quarter; Not during securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-11 |
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