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Douglas M Mick

Raymond James & Associates, Inc.

Elkhart, IN

Bristol, IN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-10-09
IN RA APPROVED 2009-10-06
  • TX RA
    APPROVED_RES
    Since 2012-10-09
  • IN RA
    APPROVED
    Since 2009-10-06

Branch Locations

230 North Main Street Suite 1, Elkhart, IN 46516 • United States

Bristol, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Elkhart IN 09/2009 Present
  • 09/2009 → Present
    Raymond James & Associates
    Elkhart, IN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-09-03
S63 Uniform Securities Agent State Law Examination 1980-10-09
  • S65 Uniform Investment Adviser Law Examination
    1993-09-03
  • S63 Uniform Securities Agent State Law Examination
    1980-10-09

View on SEC IAPD

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