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Howard Prives Cohen

Stifel, Nicolaus & Company, Incorporated

Greeley, CO

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-12-09
CO RA APPROVED 2004-01-20
LA RA APPROVED 2003-12-11
  • TX RA
    APPROVED
    Since 2004-12-09
  • CO RA
    APPROVED
    Since 2004-01-20
  • LA RA
    APPROVED
    Since 2003-12-11

Branch Locations

2015 Clubhouse Drive Suite 202, Greeley, CO 80634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Co., Inc. Ft. Collins CO 03/2003 Present
  • 03/2003 → Present
    Stifel, Nicolaus & Co., Inc.
    Ft. Collins, CO
Previous Registrations
  • 2002-12-16 → 2003-01-13
    Morgan Stanley Dw Inc.
    Centennial, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-08
S63 Uniform Securities Agent State Law Examination 1984-08-20
  • S65 Uniform Investment Adviser Law Examination
    2004-12-08
  • S63 Uniform Securities Agent State Law Examination
    1984-08-20

View on SEC IAPD

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