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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnis Insurance & Financial Services | Bradley | IL | 04/2011 | Present |
| Pruco Securities, Llc. | Bradley | IL | 04/2011 | 11/2024 |
| Lpl Enterprise, Llc | Bradley | IL | 11/2024 | Present |
1) 03/04/2025-Prudential-Non-Variable Insurance/Insurance Agency-Inv Related-At Bradley, IL-Start date 11/15/2024-10hrs/mth-10hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-22 |
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