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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
119 South Kennedy Drive, Bradley, IL 60915 • United States
16520 106Th Ct, Orland Park, IL 60467 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Orland Park | IL | 10/1987 | 11/2024 |
| Prudential Insurance Company Of America | Orland Park | IL | 01/2007 | Present |
| Lpl Enterprise, Llc | Bradley | IL | 11/2024 | Present |
1) 08/30/2024 - Marianne E Deffenbaugh Irrevocable Trust - Trustee for immediate family - Act in a Fiduciary Capacity - Inv Related - At Port Clinton, OH - Start Date 05/04/2021 - 2hrs/mth - 0hrs/mth During Trading 2) 08/30/2024 - Kathleen A Weinstock Irrevocable Trust - POA for immediate family - Act in a Fiduciary Capacity - Inv Related - At Port Clinton, OH - Start Date 05/04/2021 - 2hrs/mth - 0hrs/mth During Trading 3) 03/13/2025- Financial Advisor- Non-Variable Insurance/Insurance Agency- Financial Advisor for Prudential. Paid at the carrier level. Not an owner. This OBA is for proprietary & nonproprietary fixed insurance sales- inv. related- at Orland Park, IL- start date 11/15/2024- 10hrs/mnth-10hrs during trading 4) 09/13/2024 - Kathleen A Weinstock Living Trust - FP stated in error not a trustee - Act in a Fiduciary Capacity - Inv Related - At Port Clinton, OH - Start Date 04/22/2022 - 2hrs/mth - 0hrs/mth During Trading 5) 09/17/2024 - Minnis Insurance and Financial Services- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)- start date 03/21/2011- 32hrs/mnth-32hrs during trading 6) 03/13/2025- Financial Advisor- Property and Casualty- inv. related- at Orland Park, IL- start date 11/15/2024- 10hrs/mnth-10hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-07 |
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