Michael John Minnis

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1987 → 11/2024
  Pruco Securities Llc
  Orland Park, IL
• 01/2007 → Present
  Prudential Insurance Company Of America
  Orland Park, IL
• 11/2024 → Present
  Lpl Enterprise, Llc
  Bradley, IL

Previous Registrations

• 2002-03-19 → 2024-11-14
  Pruco Securities, Llc.
  Frankfort, IL
  Tinley Park, IL
  Bradley, IL
  Frankfort, IL
  Orland Park, IL
  Bradley, IL

Other Businesses

1) 08/30/2024 - Marianne E Deffenbaugh Irrevocable Trust - Trustee for immediate family - Act in a Fiduciary Capacity - Inv Related - At Port Clinton, OH - Start Date 05/04/2021 - 2hrs/mth - 0hrs/mth During Trading 2) 08/30/2024 - Kathleen A Weinstock Irrevocable Trust - POA for immediate family - Act in a Fiduciary Capacity - Inv Related - At Port Clinton, OH - Start Date 05/04/2021 - 2hrs/mth - 0hrs/mth During Trading 3) 03/13/2025- Financial Advisor- Non-Variable Insurance/Insurance Agency- Financial Advisor for Prudential. Paid at the carrier level. Not an owner. This OBA is for proprietary & nonproprietary fixed insurance sales- inv. related- at Orland Park, IL- start date 11/15/2024- 10hrs/mnth-10hrs during trading 4) 09/13/2024 - Kathleen A Weinstock Living Trust - FP stated in error not a trustee - Act in a Fiduciary Capacity - Inv Related - At Port Clinton, OH - Start Date 04/22/2022 - 2hrs/mth - 0hrs/mth During Trading 5) 09/17/2024 - Minnis Insurance and Financial Services- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)- start date 03/21/2011- 32hrs/mnth-32hrs during trading 6) 03/13/2025- Financial Advisor- Property and Casualty- inv. related- at Orland Park, IL- start date 11/15/2024- 10hrs/mnth-10hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-04-23
• S63 Uniform Securities Agent State Law Examination
  1991-10-07

Other Names

• Michael J Minnis