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Floyd Ellis Miller

Osaic Wealth, Inc.

Abilene, TX

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-11-03
TX RA APPROVED 2023-11-03
  • CO RA
    APPROVED
    Since 2023-11-03
  • TX RA
    APPROVED
    Since 2023-11-03

Branch Locations

3300 South 14Th Street Suite 100, Abilene, TX 79605 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Abilene TX 02/2009 11/2023
Osaic Wealth, Inc. Abilene TX 11/2023 Present
  • 02/2009 → 11/2023
    Fsc Securities Corporation
    Abilene, TX
  • 11/2023 → Present
    Abilene, TX
Previous Registrations
  • 2009-02-27 → 2023-11-03
    Fsc Securities Corporation
    Abilene, TX
  • 1989-01-03 → 2009-02-27
    Advantage Capital Corporation
    Abilene, TX
Other Businesses

1) FLOYD MILLER INVESTMENTS, YES, 3300 SOUTH 14TH SUITE 100 ABILENE, TEXAS 79605, OWNER, 1981, 80, 4, PROSPECT AND SELL INSURANCE PRODUCTS. 2) AMERICAN FINANCIAL EDUCATION ALLIANCE POSITION: President of the Abilene Chapter NATURE: It is a 501 C 3 non profit corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 08/01/2018 ADDRESS: 3300 South 14th Suite 100, Abilene TX 79605, United States DESCRIPTION: Conduct educationalworkshops through the non-profit.Workshops are held in Public Libraries and Community Colleges. No selling at these workshops 3) FLOYD MILLER INVESTMENTS DBA IS FOR MY WEB-SITE ONLY POSITION: Owner - NATURE: Other - this dba is for web site only INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2013 ADDRESS: P O Box 5751, Abilene TX 79608, United States DESCRIPTION: maintaining the website and updated as needed 4) DEVELOPMENT CORPORATION OF ABILENE POSITION: Board member NATURE: Its mission to to retain companies that are in Abilene and recruit companies to move to Abilene. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 5 START DATE: 04/01/2020 ADDRESS: 174 Cypress, Abilene TX 79601, United States DESCRIPTION: I along with 4 other board members are responsible for recommending to the City Council who should be hired as the resident/CEO.Also responsible for vetting companies that maybe a good fit for the Abilene Community. 5) WEST TEXAS TRIBUNE INC POSITION: Publisher/CEO NATURE: It is a corporation a 501-C3. It is a newspaper . It is what I have done for years but is now a nonprofit. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 5 START DATE: 05/02/2022 ADDRESS: 3300 South 14th Suite 100, Abilene TX 79605, United States DESCRIPTION: Interviews 6) ABILENE BLACK CHAMBER OF COMMERCE POSITION: Board Member NATURE: Business promotion in the City of Abilene with an emphasis on African Americans. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/15/2022 ADDRESS: 401 Cypress Street Suite 420, Abilene TX 79601, United States DESCRIPTION: Attend board meeting via zoom. Meet once a quarter for business networking programs. 7) INSURANCE SALES POSITION: Sales NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 08/01/1983 ADDRESS: 3300 South 14th Suite 100, Abilene TX 79605, United States DESCRIPTION: Provide information for life and medicare products

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-05-20
  • S63 Uniform Securities Agent State Law Examination
    1983-05-20

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