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Virgil Sales

LPl Enterprise, LLC

East Providence, RI

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2024-11-14
  • RI RA
    APPROVED
    Since 2024-11-14

Branch Locations

520 North Broadway, East Providence, RI 02914 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America East Providence RI 01/1981 Present
Pruco Securities, Llc. East Providence RI 01/1981 11/2024
Lpl Enterprise, Llc East Providence RI 11/2024 Present
Previous Registrations
Other Businesses

1) 08/29/2024- Sales Financial Services Inc.- Commercial Property and Casualty Insurance- INV Related- East Providence, RI- Start Date 03/08/2021- 10hrs/mth- 10hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-22
S63 Uniform Securities Agent State Law Examination 1984-02-18
  • S65 Uniform Investment Adviser Law Examination
    1999-12-22
  • S63 Uniform Securities Agent State Law Examination
    1984-02-18
Other Names
  • Virgil Jr Sales

View on SEC IAPD

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Other Offices

MML INVESTORS SERVICES, LLC · EAST PROVIDENCE, RI
BLUE CHIP FINANCIAL ADVISORS, LLP · EAST PROVIDENCE, RI
MML INVESTORS SERVICES, LLC · EAST PROVIDENCE, RI
COMMONWEALTH FINANCIAL NETWORK · EAST PROVIDENCE, RI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SEEKONK, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERSIDE, RI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERSIDE, RI
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