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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-01-01
  • TX RA
    APPROVED
    Since 2008-01-01

Branch Locations

600 E Taylor St Ste 1000, Sherman, TX 75090 • United States

6657 Virginia Pkwy, Ste 200 [Office Of Convenience], Mckinney, TX 75071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Sherman TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Sherman TX 11/2016 Present
Previous Registrations
  • 2002-10-07 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Sherman, TX
    St. Louis, MO
Other Businesses

1. GUARDIAN FOR BROTHER, INV RELATED, SHERMAN TX, START 8/8/2000, 8 HRS PM, 0. 2. LAUREL CREEK HOMEOWNERSHIPS ASSOCIATION, NOT INV RELATED, SHERMAN, TX, PRESIDENT, START 1/1/2016, 1.50 HOURS/MONTH, 0. 3. RENTAL PROPERTIES / LAND LEASE; INV RELATED, OWNER, TX START 1/1/2016, AND HOWE, TX START 6/1/2016; 0 HRS PER MONTH, VIA WATTMAN HOLDINGS. 4. HELPING HANDS POTTERY INC.; NOT INV. RELATED; SHERMAN, TX; OWNERSHIP/FOUNDER; START 1/2017; 3 HRS PER MONTH; 3 HRS DURING TRADING; 5. WATTMAN HOLDINGS LLC, INV RELATED, SHERMAN, TX, 100% OWNERSHIPSHIP, START 2/4/2014, 10 HOURS PER MONTH,0; 6. HOPE ON HOUSTON/WATTMAN HOLDINGS, INV RELATED, SHERMAN, TX, 100% OWNERSHIP, START 9/1/2018, 10 HOURS PER MONTH/0 DURING TRADING, LANDLORD. 7. RENTAL PROPERTY, INV RELATED, SHERMAN, TX, 100% OWNERSHIPSHIP, START 9/1/2018, 3 HOURS PER MONTH/0 DURING TRADING. 8. AUSTIN COLLEGE; INV. RELATED; SHERMAN, TX; FINANCE HEALTH COMMITTEE MEMBER; START 10/2018; 1 HR PER MONTH; 1 HR DURING TRADING; 9. SHERMAN ECONOMIC DEVELOPMENT CORP; NOT INV. RELATED; SHERMAN, TX; BOARD MEMBER; START 10/2020; 2 HRS PER MONTH; 1 HR DURING TRADING; 10. WATTMAN HOLDINGS, LLP; NOT INV RLT; SHERMAN, TX; 100% OWNERSHIP; START 1/31/2019; HOURS PER MONTH 1; HOURS DURING TRADING 0; 11. HOPE ON HOUSTON RENTAL; INV RLT; SHERMAN, TX; 100% OWNERSHIPSHIP; START 2/22/2019; HOURS PER MONTH 10; HOURS DURING TRADING 0; ONWER. 12. COMM RENT PROP, INV RELATED, SHERMAN, TX, 100% OWNERSHIP, START 8/1/2020, 2 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD. 13. COMM RENT PROP, INV RELATED, SHERMAN, TX, 100% OWNERSHIP, START 8/1/2020, 2 HRS PER MONTH, 0 HRS DURING TRADING, OWNERSHIP. 14. COMM RENT PROP, INV RELATED, SHERMAN, TX, 100% OWNERSHIP, START 8/1/2020. 2 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD. 15. COMM RENT PROP, INV RELATED, SHERMAN, TX, 100% OWNERSHIP, START 8/1/2020. 2 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD. 16. TEXOMA COUNCIL OF GOVERNMENT (TCOG); NOT INV. RELATED; SHERMAN, TX; CRIMINAL JUSTICE ADVISORY COMMITTEE MEMBER; ST DT 9/15/2023; LESS THAN 1 HR PER MONTH; 0 HRS DURING TRADING; 17. GRAYSON COLLEGE GRAYSON COUNTY TEXAS COMMUNITY ENGAGEMENT FOR BOND ELECTION; NOT INV. RELATED; DENISON, TX; CHAIR COMMUNITY ENGAGEMENT COMMITTEE; ST DT: 2/19/2024; 1 HOUR PER WEEK; 1HOUR DURING BUSINESS HOURS; 18. AUSTIN COLLEGE; INV RLT; SHERMAN, TX; INVESTMENT COMMITEE CO-CHAIR; 10/2025; 1 HOUR PER MONTH; 1 HOUR DURING TRADING; 19. AUSTIN COLLEGE; INV RLT; SHERMAN, TX; BOARD OF TRUSTEES - TRUSTEE COMMITTEE MEMBER; 10/2025; 1 HOUR PER MONTH; 1 HOUR DURING TRADING; 20. WADE SMITH TRUST; INV RELATED; SHERMAN, TX.; TRUSTEE; ST DT: 02/02/2026; 1 HRS PER MONTH; 1 HRS DURING TRADING; COMM RENT PROP-BROCKETT ; INV RELATED; SHERMAN,TX; COMMERCIAL OFFICE BUILDING;100% OWNERSHIP; ST DT: 02/02/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;| COMM RENT PROP-711 ; INV RELATED; SHERMAN,TX; COMMERCIAL RENTAL;100% OWNERSHIP; ST DT: 01/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;| RENTAL PROPERTY - HOWE; INV RELATED; HOWE,TX; RAW LAND HELD;100% OWNERSHIP;START DATE: 02/02/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;| MATTY BAKES; NOT INV RELATED; SHERMAN,TX; BAKERY;100% OWNERSHIP; START DATE: 02/02/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-05
S63 Uniform Securities Agent State Law Examination 1983-04-14
  • S65 Uniform Investment Adviser Law Examination
    2014-09-05
  • S63 Uniform Securities Agent State Law Examination
    1983-04-14
Other Names
  • Susanne Utter

View on SEC IAPD

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