Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2017-11-29 |
Branch Locations
350 Park St Ste 104, North Reading, MA 01864 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | North Reading | MA | 03/2006 | Present |
| Lpl Financial Llc | North Reading | MA | 11/2017 | Present |
1. 11/29/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - 100 Hours Per Month/20 Hours During Securities Trading - Owner - LIFE INSURANCE. 2. 11/29/2017 - No Business Name - Not Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date 2000 - 0 Hours Per Month/0 Hours During Securities Trading - Landlord/Owner. 3. 05/13/2019 - GEM Wealth Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:05/10/2019 - 40 hrs/mo - 40 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-26 |
Reach out to this advisor