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200 Park St, North Reading, MA 01864 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-01-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Farland Group | Reading | MA | 10/2007 | Present |
| Alliance Private Wealth, Llc | North Reading | MA | 10/2007 | Present |
| Alliance Private Wealth, Llc | North Reading | MA | 10/2021 | Present |
| Commonwealth Financial Network | Waltham | MA | 07/2009 | Present |
1. Fixed insurance sales under the name Alliance Private Wealth, LLC. Conducted at branch location, investment related. 2. IAR of Alliance Private Wealth, LLC, a Registered Investment Adviser offering financial planning services; 5% spent during business hours; conducted at branch location; investment related 3.Co-owner, Alliance Private Wealth, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 1/03/2018; 90% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-18 |
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