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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-09 |
Branch Locations
145 Pinelawn Rd Ste 340N, Melville, NY 11747-3241 • United States
S Huntington, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Plainview | NY | 08/2005 | 03/2019 |
| Raymond James Financial Services Advisors,Inc | Melville | NY | 11/2005 | 03/2019 |
| Paul Louis Financial Mgt. | Plainview | NY | 08/2005 | 03/2019 |
| Ameriprise Financial Services, Inc. | Melville | NY | 03/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Melville | NY | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-01-16 |
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