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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-07-14 |
| TX | RA | APPROVED_RES | 2017-04-05 |
| IL | RA | APPROVED | 1997-10-28 |
Branch Locations
4617 North Prospect Road, Peoria Heights, IL 61616 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kemper Securities Inc. | Peoria | IL | 01/1983 | Present |
| Robert W. Baird & Co. Incorporated | Peoria | IL | 05/1994 | Present |
Name/Address: Crab Orchard Estates Homeowners Association / 8106 N. Crab Orchard Ct, Peoria, IL 61615 Start Date: Jan 01, 2024 Hours Spent: 0-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board of Homeowners Association Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1983-03-08 |
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