Elizabeth Griffith Kirkpatrick

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	1997-07-08
TX	RA	APPROVED_RES	1993-01-11

CA RA
APPROVED

Since 1997-07-08
TX RA
APPROVED_RES

Since 1993-01-11

Branch Locations

200 E Franklin St, Monterey, CA 93940 • United States

Carmel, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Carmel	CA	08/1983	Present
Bank Of America,Na	Carmel	CA	08/2009	Present

08/1983 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Carmel, CA
08/2009 → Present

Bank Of America,Na

Carmel, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-07-19
S63	Uniform Securities Agent State Law Examination	1984-05-07

S65 Uniform Investment Adviser Law Examination

1994-07-19
S63 Uniform Securities Agent State Law Examination

1984-05-07

Other Names

Elizabeth Kirkpatrick
Elizabeth Osborne
Elizabeth Griffit Kirkpatrick

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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