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William Barry Vincente

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Riverside, RI

New Bedford, MA

Plymouth, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-06-26
TX RA APPROVED_RES 2018-07-14
RI RA APPROVED 2012-08-08
  • CT RA
    APPROVED
    Since 2023-06-26
  • TX RA
    APPROVED_RES
    Since 2018-07-14
  • RI RA
    APPROVED
    Since 2012-08-08

Branch Locations

3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States

700 Pleasant St Ci Client Services, New Bedford, MA 02740 • United States

Plymouth, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 10/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-08-07
S63 Uniform Securities Agent State Law Examination 1999-02-05
  • S65 Uniform Investment Adviser Law Examination
    2012-08-07
  • S63 Uniform Securities Agent State Law Examination
    1999-02-05
Other Names
  • William B Vincente
  • William Barry Vincente
  • Wiliam Barry Vincente

View on SEC IAPD

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