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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2015-11-13 |
Branch Locations
8300 Greensboro Drive, Suite 700, Mclean, VA 22102 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Mclean | VA | 11/2012 | Present |
| Global Retirement Partners, Llc | Mclean | VA | 11/2015 | Present |
| Hub International Investment Services, Inc. | Concord | CA | 11/2021 | Present |
1.9/20/12:WASHINGTON FINANCIAL GROUP--InvestRel--AtReptBusLoc(s)--DBAforLPL Bus.(EntityFor LPL bus.--Time100%. 2.4/30/13:NO BUSINESS NAME--InvestRel--AtReptBusLoc(s)--Non-Variable Insurance--Time5%--Fixed ins. 3.8/1/17:No Business Name--InvestRel--Home Based&Chicago IL 60620--RealEstateRental--Started8/1/12--1 Hr/MthDuringTrading--Rental property. All rental handled by property management firm. 4.8/1/17:Golf Vista, LLC--InvestRel--Home Based&Lansdowne VA--RealEstateRental--Started4/7/06--1 Hr/MthDurTrading--2 business rental units in office building. 5.7/3/18:JD Houses, LLC--NotInvestRel--Washington DC--RealEstateRental--Start3/8/18--1 Hr/Mth;0HrsDuringTrading. 6.8/2/18:JT Timberland Properties--InvestRel--69 Valley View Drive, Morristown NJ--Other-timber property--Co-owner--Started10/3/05--1 Hr/Mth;0HrsDurTrading--All services provided by Thomas Adams. 7.9/12/19:HUB International--InvestRel--AtReptBusLoc(s)--Outside/W-2 Employment--Start9/13/19--160Hrs/MthDurTrading--HUB International is buying practice and will be 100% owner. Role will remain the same but will now be an employee of HUB. 8.9/13/19:HUB International--DBA:Washington Financial Group, a division of HUB International--InvestRel--AtReptBusLoc(s)--DBAforLPL Bus.(EntityFor LPL bus.)--Start9/13/19--160Hrs/MthDuringTrading--HUB International is purchasing practice and will now be 100% owner. 9.9/26/19:Global Retirement Partners, LLC--DBA:Washington Financial Group, a division of HUB International--InvestRel--AtReptBusLoc(s)--RIA/DBA--IAR--Start9/13/19--160Hrs/MthDurTrading--Serve as an Investment Advisor Representative under the Global Retirement Partners RIA. Activities may include financial planning, rendering advice for a fee, retirement plan consulting or other related financial consulting. 10.10/21/19:Global Retirement Partners, LLC--InvestRel--AtReptBusLoc(s)--RIA--IAR--Start9/25/18--10Hrs/Mth;3HrsDurTrading. 11.11/12/19:Hub International Investment Services Inc.--InvestRel--AtReptBusLoc(s)--Other-Accommodation Broker/Dealer--Start10/31/19--0Hrs/Mth--Only registered with this entity to receive payments from compensation paid to this entity from LPL. 12.7/22/20:TWD, LLC--NotInvestRel--7454 Sundial Pl--BusEntityForTax/InvestPurposesOnly--Start9/1/19--0Hrs/Mth. 13.7/27/20:Global Retirement Partners, LLC--InvestRel--AtReptBusLoc(s)--RIA/Hybrid--IAR--Start9/25/18--10Hrs/Mth;3HrsDurTrading--I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 9/2018. I expect to spend about 10Hrs/Mth on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 14.10/15/20:Global Retirement Partners, LLC--InvestRel--AtReptBusLoc(s)--RIA--IAR--Start9/25/18--10Hrs/Mth;3HrsDurTrading. 15.4/8/21:Quinn Oaks, LLC--NotInvRel--Home Based--BusEntityForTax/InvestPurposesOnly--Start12/18/20--1 Hr/Mth;0HrsDurTrading. 16.4/16/21:HUB International--DBA:HUB Retirement and Wealth Management--InvestRel--AtReptBusLoc(s)--DBAforLPL Bus.(EntityFor LPL bus.--Start1/1/21--160Hrs/Mth;160HrsDurTrading. 17.5/7/21:Global Retirement Partners, LLC--DBA:(Hybrid)HUB Retirement and Wealth Management--InvestRel--AtReptBusLoc(s)--RIA/DBA--IAR--Start1/1/21. 18.11/15/21-Summit Timber Investors-InvestRel-69 Valley View Dr Morristown NJ 07960-BusOwner-Start7/1/12-0Hrs 19.5/16/2022-Charitable Pay Raise-Not Investment Related-At Reported Business Location(s)-For-Profit Board Member-Start Date:1/1/2022-1 Hour Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 1984-08-16 |
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