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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2003-07-01 |
Branch Locations
201 Main St 4Th Fl [Te-Rbo], Fort Worth, TX 76102 • United States
120 W Main St, Mesquite, TX 75149 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Antonio | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Antonio | TX | 11/2016 | Present |
P&J SALES AND SERVICE; NON INV RELATED; MICO, TX; 100% OWNERSHIP WITH SPOUSE; JEWELRY & SPOUSE'S APPLIANCE WORK; START: 8/17/16; 32 HRS/MO; 0 DURING TRADING; DUTIES: MAKE JEWELRY, ATTEND CRAFT SHOWS, TRACK COST, SALES, ETC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-03 |
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