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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-03-08 |
| CA | RA | APPROVED | 2005-08-24 |
Branch Locations
670 East Thompson Blvd Suite D, Ventura, CA 93001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger Corp. | Ventura | CA | 08/2005 | Present |
(1) 9/15/2005 - NON-VARIABLE INSURANCE DBA - WEST COAST WEALTH MANAGEMENT - VENTURA, CA. (2) 9/25/2012 - NON-VARIABLE INSURANCE - AETNA - APPLYING TO BE APPOINTED WITH AETNA HEALTH INSURANCE FOR THE PURPOSE OF DOING INDIVIDUAL AND GROUP MEDICAL INSURANCE POLICIES. - TIME SPENT 2% - VENTURA, CA (3) 07/08/2013 - Real Estate Rental - RENTAL INCOME - OUR ADULT DAUGHTER IS LIVING IN OUR HOME WITH US AND HAS JUST STARTED PAYING RENT. - INV related - 0% - VENTURA, CA
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-07-08 |
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