Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-10
GA RA APPROVED 2008-07-30
  • TX RA
    APPROVED_RES
    Since 2019-07-10
  • GA RA
    APPROVED
    Since 2008-07-30

Branch Locations

530 Stephenson Avenue Suite 100, Savannah, GA 31405 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Savannah GA 07/2008 Present
Previous Registrations
Other Businesses

(1)PASSIVE INVESTOR, FIRST CITIZENS LLC, SAVANNAH, GA (2)FIRST CITIZEN'S BANK OF GLENVILLE - GLENVILLE, GA, BOARD OF DIRECTORS, DEVOTE APPROX 5 HRS, 5 HRS DURING BSNS HRS. (3) HIBERNIAN SOCIETY - SAVANNAH, GA, ASSISTANT SECRETARY (4)TYBEE HUSSEY HOUSE ADDRESS: 8 TENTH STREET, TYBEE ISLAND, GA NATURE OF THE BUSINESS: RENTAL REAL ESTATE POSITION/TITLE: INVESTMENT RELATED:YES START DATE: 09/01/2013 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 0-1 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0-1 DESCRIPTION OF DUTIES: 1/4 OWNER (5) GA Tech Savannah Advisory Board - Savannah, GA Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Director Investment Related:No Start Date: 11/18/2010 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: meet twice per year to provide advice to GA Tech Savannah on college issues.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-09
S63 Uniform Securities Agent State Law Examination 1983-04-14
  • S66 Uniform Combined State Law Examination
    2003-09-09
  • S63 Uniform Securities Agent State Law Examination
    1983-04-14

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Savannah, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor