Warren Gerald Child

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2023-01-06
TX	RA	APPROVED_RES	2022-04-25
WA	RA	APPROVED	2011-06-10

KS RA
APPROVED

Since 2023-01-06
TX RA
APPROVED_RES

Since 2022-04-25
WA RA
APPROVED

Since 2011-06-10

Branch Locations

1145 Broadway Suite 1400, Tacoma, WA 98402-3503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Tacoma	WA	06/2011	Present

06/2011 → Present

Ubs Financial Services Inc

Tacoma, WA

Previous Registrations

2009-06-01 → 2011-07-27

Morgan Stanley

Olympia, WA

Federal Way, WA
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Olympia, WA
2002-02-27 → 2007-04-02

Morgan Stanley Dw Inc.

Olympia, WA

Other Businesses

1 Catalysts for Kids/ investment related?: no/11819 NE 34th Street, Bellevue, Washington, 98005 US/ A Washington State non-profit company./ Treasurer/ start date: 1/10/2021

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-01-22
S63	Uniform Securities Agent State Law Examination	1983-03-01

S65 Uniform Investment Adviser Law Examination

2002-01-22
S63 Uniform Securities Agent State Law Examination

1983-03-01

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews