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Current Employers
Lasalle St. Investment Advisors, L.L.C.

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-03-15
IL RA APPROVED 2023-03-13
NC RA APPROVED 2023-02-16
NJ RA APPROVED 2023-01-30
NY RA APPROVED 2022-11-08
  • GA RA
    APPROVED
    Since 2023-03-15
  • IL RA
    APPROVED
    Since 2023-03-13
  • NC RA
    APPROVED
    Since 2023-02-16
  • NJ RA
    APPROVED
    Since 2023-01-30
  • NY RA
    APPROVED
    Since 2022-11-08

Branch Locations

634 Main Street Suite 200, East Aurora, NY 14052 • United States

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Crop Williamsville NY 06/2011 12/2017
Securities America, Inc. Williamsville NY 12/2017 10/2022
Securities America Advisors Williamsville NY 12/2017 10/2022
Lasalle St. Securities, Llc Elmhurst IL 10/2022 Present
Lasalle St. Investment Advisors, Llc Elmhurst IL 10/2022 Present
  • 06/2011 → 12/2017
    Invest Financial Crop
    Williamsville, NY
  • 12/2017 → 10/2022
    Securities America, Inc.
    Williamsville, NY
  • 12/2017 → 10/2022
    Securities America Advisors
    Williamsville, NY
  • 10/2022 → Present
    Lasalle St. Securities, Llc
    Elmhurst, IL
  • 10/2022 → Present
    Elmhurst, IL
Previous Registrations
  • 2017-12-04 → 2022-11-03
    Securities America Advisors, Inc.
    Williamsville, NY
  • 2011-06-23 → 2017-12-06
    Invest Financial Corporation
    Appleton, WI
    Williamsville, NY
  • 2005-07-21 → 2011-06-23
    Ensemble Financial Services, Inc.
    Pittsford, NY
    Williamsville, NY
Other Businesses

**MJB Financial Services, Inc. Position: President Nature: Insurance Sales Investment Related: No Hours: 130 Securities Trading Hours: 65 Start Date: 10/01/1989 Address: PO Box 520/Buffalo, NY 14217-0520 Power of Attorney for his mother Buflex LLC,- previously owned office building, the office building was sold, Buflex LLC only has a small bank account attached with it now. Michael J Bruno, rental property

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-20
S63 Uniform Securities Agent State Law Examination 1996-09-19
  • S65 Uniform Investment Adviser Law Examination
    2005-07-20
  • S63 Uniform Securities Agent State Law Examination
    1996-09-19
Designations

View on SEC IAPD

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