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940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2024-05-14 |
| IL | RA | APPROVED | 2023-03-17 |
| NV | RA | APPROVED | 2022-11-21 |
| NC | RA | APPROVED | 2022-11-21 |
| GA | RA | APPROVED | 2022-11-10 |
| OR | RA | APPROVED | 2022-11-10 |
| NJ | RA | APPROVED | 2022-11-09 |
| RI | RA | APPROVED | 2022-11-09 |
| CA | RA | APPROVED | 2022-11-08 |
| MO | RA | APPROVED | 2022-11-08 |
| NY | RA | APPROVED | 2022-11-08 |
| TX | RA | APPROVED | 2022-11-08 |
| WA | RA | APPROVED | 2022-11-08 |
Branch Locations
940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
624 Main Street Suite 200, East Aurora, NY 14052 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Williamsville | NY | 01/2013 | 12/2017 |
| Securities America, Inc. | Williamsville | NY | 12/2017 | 10/2022 |
| Securities America Advisors | Williamsville | NY | 12/2017 | 10/2022 |
| Lasalle St. Securities, Llc | Elmhurst | IL | 10/2022 | Present |
| Lasalle St. Investment Advisors, Llc | Elmhurst | IL | 10/2022 | Present |
**SCOTT RU CORP POSITION: President/Owner NATURE: Pay office/administrative expenses INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/14/2018 ADDRESS: 3605 Eggert Road, Orchard Park NY 14127 DESCRIPTION: S Corporation to pay business expenses through. **INSURANCE SALES POSITION: Insurance Sales NATURE: Disability and Life Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2013 ADDRESS: 75 Maple Road, Williamsville NY 14221 DESCRIPTION: -Sell Life and disability insurance **PASSAGE WEST GROUP LLC POSITION: Management NATURE: This is an LLC created as a holding company. It will hold interest in the outside business activity "Shock Acquisition Co LLC ". INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/07/2021 ADDRESS: 3605 Eggert Road, Orchard Park NY 14127 DESCRIPTION: Same activity as the OBA "Shock Acquisition Co LLC". This is the holding company. **6850 Niles Rd LLC: LLC entity that owns rental property: Manage property. Rising Tides Property Group- Rental Property in Jacksonville, FL. PWGHQ LLC - real estate holding company for a small 2 unit office building which is rental property.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-06 |
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