James Michael Freisen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → 01/2020
  Sagepoint Financial, Inc
  Red Bank, NJ
• 09/2015 → Present
  Triton Financial Planning Group Inc.
  Red Bank, NJ
• 01/2020 → Present
  Lpl Financial
  Red Bank, NJ

Previous Registrations

• 2015-12-10 → 2020-02-29
  Triton Financial Planning Group Inc.
  Red Bank, NJ
• 2002-10-29 → 2015-12-18
  Robert J Oberst,Sr & Associates
  Red Bank , NJ

Other Businesses

1)01/2020 - 204 RED BANK NJ Business (entity for LPL business) - TRITON FINANCIAL PLANNING GROUP - 100% - INVESTMENT RELATED - RED BANK, NJ 07701 2)10/2015 - Tax Prep/Accounting/CPA - TAX PLANNING SERVICES - 2HRS/MO DURING TRADING - INVESTMENT RELATED - RED BANK, NJ 07701 3)01/2019 - Non-Variable Insurance - JAMES FREISEN - 100% - INVESTMENT RELATED - RED BANK, NJ 07701

Exams

• S66 Uniform Combined State Law Examination
  2001-10-22
• S63 Uniform Securities Agent State Law Examination
  2001-02-20

Designations

• Certified Financial Planner