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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 1998-04-12 |
| TX | RA | APPROVED_RES | 1994-04-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lisle | IL | 01/1983 | Present |
| Bank Of America, N.A. | Lisle | IL | 09/2009 | Present |
I*37992 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: K. A. TRUST RENTAL PROPERTY INVESTMENT RELATED: YES ADDRESS OF BUSINESS: WHEATON, ILLINOIS 60189 POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/12/2011 NUMBER OF HOURS DEVOTED: 1 HOUR(ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RECIEVING RENTAL INCOME ON FARM LAND. NO OPERATING DUTIES. I*79434 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ST. MATTHEW UNITED CHURCH OF CHRIST INVESTMENT RELATED: No ADDRESS OF BUSINESS: WHEATON, ILLINOIS 60189 POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER START DATE OF RELATIONSHIP: 3/19/2015 NUMBER OF HOURS DEVOTED: 10 HOURS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I WILL BE PRESIDENT OF THE CHURCH COUNCIL AND BE INVOLVED IN DECISION MAKING OF CHURCH ACTIVITIES, MISSION, FINANCE AND PERSONNEL. I*113350 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: R. A. AND SONS LLC INVESTMENT RELATED: Yes ADDRESS OF BUSINESS: WHEATON, ILLINOIS 60189 POSITION, TITLE, ASSOCIATION: OWMER START DATE OF RELATIONSHIP: 05/01/2018 NUMBER OF HOURS DEVOTED: 10 HOURS ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LLC ESTABLISHED TO OWN AND RECEIVE RENT FROM FARMLAND
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-01 |
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