Ricky Alan Mantei

Current Employers

Employment History

• 05/2015 → Present
  Centaurus Financial, Inc.
  Anaheim, CA

Previous Registrations

• 2010-04-12 → 2015-06-15
  J P Turner & Company Capital Management, Llc
  Lexington, SC
• 2008-04-08 → 2010-03-29
  Gunnallen Financial, Inc
  Lexington, SC
  Tampa, FL
  Greenwood, SC
  Aiken, SC
• 2004-02-18 → 2008-03-26
  First Allied Securities, Inc.
  Columbia, SC
  Greenwood, SC
  Aiken, SC
  Lexington, SC

Other Businesses

1. COLA WEALTH ADVISORS, NON-INVESTMENT RELATED, 4580 SUNSET BLVD., LEXINGTON, SC 29072, DBA FOR MARKETING AND BRANDING PURPOSES ONLY, BRANCH MANAGER, SINCE 7/15/2019. 2. EMPIRE BUSINESS BROKERS, NON-INVESTMENT RELATED, 1361 W. WADE HAMPTON BLVD., SUITE F, GREER, SC 29650, BUSINESS EXIT PLANNING AND COACHING SERVICES, SINCE 11/11/2016, DEVOTED TIME IS 1 HOUR A MONTH, THIS WILL BE OFFERED AS A SERVICE TO OUR EXISTING BROKERAGE CLIENTS. 3. OWNER, MANTEI & ASSOCIATES, 4580 SUNSET BLVD., LEXINGTON, SC 29072. INVESTMENT RELATED SINCE 1995 AND I SPEND APPROX. 250-300 HOURS PER MONTH ON THIS ACTIVITY. THIS IS THE FRANCHISE BUSINESS ENTITY NAME FOR MANTEI'S BUSINESS. 4. CRUMP, 2406 QUININE LANE,COLUMBIA, SC 29204. NON INVESTMENT RELATED SINCE 2012 AND I SPEND APPROX. ONE HOUR PER MONTH ON THIS ACTIVITY. 5. PROPERTY & CASUALTY, AGENT, PROFESSIONAL BROKERS REALTY, P.O. BOX 49971, GREENWOOD, SC 29649. NON INVESTMENT RELATED SINCE 2010 AND I SPEND APPROX. ONE HOUR PER MONTH ON THIS ACTIVITY. REAL ESTATE REFERRALS. 6. SCARLETT LETTER,LLC POSITION: Organizer NATURE: Organizer of LLC. LLC leases aircraft from Mantei and Associates to follow FAA guidelines INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/15/2023 ADDRESS: 4580 Sunset Blvd, Lexington SC 29072, United States DESCRIPTION: Organizer of LLC. LLC leases aircraft from Mantei and Associates to follow FAA guidelines 7. RLM INVESTMENT HOLDING INC LLC POSITION: Manager NATURE: LLC only exist to hold investments INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2026 ADDRESS: 209 Oak Brook Dr, Columbia SC 29223, United States DESCRIPTION: Manager

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-03-08

Other Names

• Ricky Alan Mantel