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Douglas Edward Duch

Stifel, Nicolaus & Company, Incorporated

Savannah, GA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2015-07-07
  • GA RA
    APPROVED
    Since 2015-07-07

Branch Locations

33 Bull Street Suite 200, Savannah, GA 31401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sterne Agee & Leach Savannah GA 04/2010 Present
Stifel, Nicolaus & Company, Incorporated Savannah GA 07/2015 Present
Stifel, Nicolaus & Company, Incorporated Savannah GA 07/2015 Present
Previous Registrations
  • 2010-06-11 → 2015-07-07
    Intl Advisory Consultants Inc.
    Birmingham, AL
    Savannah, GA
  • 2009-06-01 → 2010-04-27
    Morgan Stanley
    Savannah, GA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Savannah, GA
  • 2003-04-11 → 2007-04-02
    Morgan Stanley Dw Inc.
    Savannah, GA
    Savannah, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-04-21
S63 Uniform Securities Agent State Law Examination 1983-04-19
  • S65 Uniform Investment Adviser Law Examination
    1995-04-21
  • S63 Uniform Securities Agent State Law Examination
    1983-04-19

View on SEC IAPD

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