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3200 N. Central Ave Suite #200, Phoenix, AZ 85012 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-05-22 |
| AZ | RA | APPROVED | 2018-03-02 |
Branch Locations
3200 North Central Avenue, Suite 200, Phoenix, AZ 85012 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cue Financial Group, Inc. | Phoenix | AZ | 09/1987 | Present |
| Foothill Securities, Inc. | Phoenix | AZ | 07/2009 | 12/2016 |
| Insurance Sales | Phoenix | AZ | 01/1999 | Present |
| Securities America, Inc. | Phoenix | AZ | 12/2016 | 06/2024 |
| Pfg Advisors, Llc | Phoenix | AZ | 02/2018 | Present |
| Osaic Wealth, Inc. | Phoenix | AZ | 06/2024 | Present |
**CUE FINANCIAL GROUP INC POSITION: CEO...CFO...CIO NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/17/1998 ADDRESS: 3200 N CENTRAL AVE, STE 200, PHOENIX AZ 85012-0000, United States DESCRIPTION: Sec Registered RIA IAR Principal CUE FINANCIAL GROUP INC POSITION: CEO...CFO...CIO NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/17/1998 ADDRESS: 7734 E Monte Vista Road, Scottsdale AZ 85257, United States DESCRIPTION: State Registered RIAIARPrincipal
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-15 |
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