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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-06-11 |
| TX | RA | APPROVED_RES | 2024-06-10 |
Branch Locations
503 N. Main St. Suite 400, Pueblo, CO 81003 • United States
503 N. Main St. Suite 400, Pueblo, CO 81003 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc. | Pueblo | CO | 07/2016 | 06/2024 |
| Securities America Advisors | Pueblo | CO | 07/2016 | 06/2024 |
| Lpl Financial Llc | Pueblo | CO | 06/2024 | Present |
1) 05/30/2024 - Icabone and Associates - Business Entity For Tax/Investment Purposes Only - CO 81003 - Non investment related - 0% Time spent - Start date: 12/18/2007. 2) 05/30/2024 - Ronald Icabone NVI Trails - Non-Variable Insurance Trails Only - LTC Trails Only - Investment related - 0% Time spent - Start date: 05/28/2014.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1983-02-28 |
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