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Employer firm

Rhodes Investment Advisors, Inc. CRD 114245

$419M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rhodes Investment Advisors, Inc.

306 West 7Th Street Suite 1000, Fort Worth, TX 76012 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1997-01-29
  • TX RA
    APPROVED
    Since 1997-01-29

Branch Locations

306 West 7Th Street Suite 1000, Fort Worth, TX 76012 • United States

3309 Winthrop Ave., Ste 77, Fort Worth, TX 76116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rhodes Securities, Inc. Fort Worth TX 03/1988 Present
Rhodes Investment Advisors, Inc. Fort Worth TX 01/1997 Present
Other Businesses

1. INSURANCE AGENT REPRESENTING SEVERAL COMPANIES, OWNER/MGR OF RENTAL PROPERTY. 2. INDEPENDENT CONTRACTOR REGISTERED REPRESENTATIVE OF RHODES SECURITIES, INC. BROKER DEALER DBA WADE FINANCIAL SERVICES, BRANCH OFFICE IS LOCATED AT 3309 WINTHROP AVENUE, FORT WORTH, TX 76116 30 HOURS A WEEK.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-05-06
  • S63 Uniform Securities Agent State Law Examination
    1983-05-06

View on SEC IAPD

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