Maurice E Miller

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 05/2017
  Lpl Financial Llc
  Southfield, MI
• 03/2015 → 05/2017
  Redwood Financial Network Corp.
  Southfield/Novi, MI
• 05/2017 → 06/2023
  Mass Mutual Life Insurance Company
  Southfield, MI
• 06/2017 → 06/2023
  Mml Investors Services, Llc
  Southfield, MI
• 06/2023 → 11/2024
  Pruco Securities, Llc
  Beachwood, OH
• 06/2023 → Present
  The Prudential Insurance Company Of America
  Beachwood, OH
• 11/2024 → Present
  Lpl Enterprise, Llc
  Louisville, KY

Previous Registrations

• 2023-06-26 → 2024-11-14
  Pruco Securities, Llc.
  Independence, OH
  Columbus, OH
  Louisville, KY
  Beachwood, OH
• 2017-07-03 → 2023-06-28
  Mml Investors Services, Llc
  Southfield, MI
  Detroit, MI
  Detroit, MI
• 2015-04-28 → 2017-05-22
  Redwood Financial Network
  Southfield, MI
  Solon, OH
  Novi, MI
• 2011-01-05 → 2015-04-15
  Citizens Securities, Inc.
  Southfield, MI
  Ferndale, MI
  Detroit, MI
  Berkeley, MI
  Detroit, MI
  Highland Park, MI
  Southfield, MI
  Bloomfield Township, MI
  Warren, MI
  Livonia, MI
  Detroit, MI
  Columbus, OH
• 2009-11-13 → 2010-12-21
  Pnc Wealth Management Llc
  Grosse Pte Frm, MI
  Detroit, MI
  Detroit, MI
  Oak Park, MI
  Hamtramck, MI
  Detroit, MI
  Detroit, MI
  Hazel Park, MI
  Detroit, MI
  Detroit, MI
  Detroit, MI
  Plymouth, MI
  Canton, MI
  Plymouth, MI
  Canton, MI
• 2006-11-06 → 2009-11-13
  Natcity Investments, Inc.
  Canton, MI
  Plymouth, MI
  Canton, MI
  Plymouth, MI
  Canton, MI
  Cleveland, OH
  Cleveland, OH

Other Businesses

1) 12/06/2024-The Miller's Wealth Management Group, LLC-Owner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 08/20/2021-160hrs/mth-160hrs/mth during trading 2) 12/06/2026-The Legacy Consulting Group, LLC-Owner-Author-Not inv related-At Louisville, KY-Start date 08/24/2016-2hrs/mth-2hrs/mth during trading

Exams

• S66 Uniform Combined State Law Examination
  2006-11-03

Other Names

• Moe Ervin Miller
• Maurice Ervin Miller
• Maurice E Miller Jr