Timothy John Harley

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1995 → Present
  United Marketing Group Ltd
  Massapequa, NY
• 02/2016 → 09/2022
  American Portfolios Financial Services, Inc.
  Holbrook, NY
• 05/2022 → Present
  Royal Alliance Associates, Inc.
  Jericho, NY

Previous Registrations

• 2016-02-16 → 2022-09-09
  American Portfolios Advisors, Inc
  Holbrook, NY
  Naples, FL

Other Businesses

1) TJH GROUP LTD. NOT INVESTMENT RELATED. LIFE INSURANCE. 407 E MEADOW AVE. E MEADOW, NY. LIFE INS. OWNER. START 04/01/09. 15-20 HPM /10 HPM DURING TRADING. SELL LIFE INS. 2) TJH GROUP POSITION: owner president NATURE: S corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/02/1998 ADDRESS: 2790 RITA CT, BELLMORE, NY 11710-5317, bellmore NY 11710, United States DESCRIPTION: Corporation is just receiving renewal commission from a previous insurance business it is no longerlicensed to do business. This DBA is not held out to the public

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-04-11
• S63 Uniform Securities Agent State Law Examination
  1993-06-02