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Diane Lynn Buchanan

Prospera Financial Services, Inc.

Peroria, IL

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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-04-24
  • IL RA
    APPROVED
    Since 2024-04-24

Branch Locations

7206 N Terra Vista Dr Suite 100, Peroria, IL 61614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chapin, Davis Peoria IL 05/2013 04/2020
Lpl Financial, Llc Peoria IL 04/2020 04/2024
Prospera Financial Services Dallas` TX 04/2024 Present
  • 05/2013 → 04/2020
    Chapin, Davis
    Peoria, IL
  • 04/2020 → 04/2024
    Lpl Financial, Llc
    Peoria, IL
  • 04/2024 → Present
    Prospera Financial Services
    Dallas`, TX
Previous Registrations
  • 2020-04-17 → 2024-04-23
    Lpl Financial Llc
    Peoria, IL
    Peoria, IL
    Peoria, IL
  • 2013-05-13 → 2020-04-17
    Chapin, Davis
    Peoria, IL
  • 2009-06-01 → 2013-06-07
    Morgan Stanley
    Peoria, IL
    Peoria, IL
  • 2008-09-26 → 2009-06-01
    Morgan Stanley & Co. Llc
    Peoria, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-25
S63 Uniform Securities Agent State Law Examination 1990-09-17
  • S66 Uniform Combined State Law Examination
    2008-09-25
  • S63 Uniform Securities Agent State Law Examination
    1990-09-17
Other Names
  • Diane Lynn Doubet

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
LPL ENTERPRISE, LLC
AMERITAS ADVISORY SERVICES, LLC
SAVANT WEALTH MANAGEMENT
RP ZEIGLER INVESTMENT SERVICES
HORACE MANN INVESTORS, INC.

Other Investors

CARL MICHAEL WILLIAMS
THOMAS E JESTER
STEPHEN ANTHONY JORDAN
CHRISTINA JEAN PITCHER
DENIS CYR
TRAVIS CRITTEN
NATHAN LYNN KUNKLE
CHARLES FREDERICK HEMMER

Other Offices

LPL FINANCIAL LLC · PEORIA, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PEORIA, IL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PEORIA, IL
LPL ENTERPRISE, LLC · PEORIA, IL
AMERITAS ADVISORY SERVICES, LLC · Peoria, IL
SAVANT WEALTH MANAGEMENT · Peoria, IL
SAVANT WEALTH MANAGEMENT · Peoria, IL
RP ZEIGLER INVESTMENT SERVICES · PEORIA, IL

More in Peroria, IL

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