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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-09
IL RA APPROVED 2024-02-20
  • TX RA
    APPROVED
    Since 2026-02-09
  • IL RA
    APPROVED
    Since 2024-02-20

Branch Locations

7206 N Terra Vista Dr Suite 100, Peroria, IL 61614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chapin Davis Inc Peoria IL 05/2013 04/2020
Unemployed Peoria IL 04/2020 01/2024
Prospera Financial Services Dallas TX 01/2024 Present
  • 05/2013 → 04/2020
    Chapin Davis Inc
    Peoria, IL
  • 04/2020 → 01/2024
    Unemployed
    Peoria, IL
  • 01/2024 → Present
    Prospera Financial Services
    Dallas, TX
Previous Registrations
  • 2013-05-14 → 2020-02-04
    Peoria, IL
  • 2009-06-01 → 2013-06-07
    Peoria, IL
    Peoria, IL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Peoria, IL
  • 2003-06-23 → 2007-04-02
    Morgan Stanley Dw Inc.
    Peoria, IL
    Peoria, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-16
  • S66 Uniform Combined State Law Examination
    2024-02-16
Other Names
  • Thomas Jester
  • Tom Jester

View on SEC IAPD

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