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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-25 |
| TX | RA | APPROVED_RES | 2023-02-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 12/2007 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 12/2007 | Present |
| Quantum Sales Llc | Riverside | CA | 06/2020 | 01/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 1983-03-08 |
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