Gregory Lee Baker

Current Employers

Employment History

• 06/1992 → Present
  Self-Employed
  Tucson, AZ
• 04/2007 → Present
  Minnesota Life Insurance Company
  St Paul, MN
• 05/2016 → 05/2022
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2016 → 05/2022
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 12/2015 → Present
  Gba Financial Concepts
  Tucson, AZ
• 02/2013 → 08/2017
  Ts Medicare & Health Insurance, Llc
  Tucson, AZ
• 05/2022 → Present
  Osaic Wealth, Inc.
  Tuscon, AZ

Previous Registrations

• 2016-05-25 → 2021-04-09
  Cambridge Investment Research Advisors, Inc.
  Tuscon, AZ
  Tucson, AZ
• 2015-07-22 → 2016-05-09
  Securian Financial Services, Inc.
  Tucson, AZ
  Tucson, AZ

Other Businesses

1. GBA FINANCIAL CONCEPT, INC. POSITION: President NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/26/2015 ADDRESS: 3275 W Ina, Suite 165, Tucson AZ 85741, United States DESCRIPTION: Independent Insurance Broker that receives commissions through GBA Financial Concepts, Inc. 2. DIRECTOR, SOUTHERN AZ LAW ENFORCEMENT FOUNDATION POSITION: Director NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/14/2022 ADDRESS: 7660 E Broadway, Suite 205, Tucson AZ 85710, United States DESCRIPTION: Provide equipment to law enforcement that is not supplied the police departments through the organizations fund-raising activity. 3. HOLVICK & ASSOCIATES, ADVANCED BUSINESS PARTNERS-INVESTMENT ADVISOR REPRESENTATIVE POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 133 START DATE: 06/07/2022 ADDRESS: 3275 W Ina, Suite 165, Tucson AZ 85741, United States DESCRIPTION: Investment Advisor Representative marketing under Holvick & Associates, Advanced Business Partners, representing investment products of Osaic Wealth Inc. 4. MEMBER OF ASSOCIATION OF FINANCIAL EDUCATORS POSITION: Presenter of Financial Information (Educator) NATURE: Association of Financial Educators is an LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 09/01/2022 ADDRESS: 3275 W Ina, Suite 165, 165 AZ 85741, United States DESCRIPTION: Presenter of Financial Information (seminars) for educational purposes. 5. NORTH STAR RESOURCE GROUP - INSURANCE AGENT POSITION: Insurance Agent NATURE: Insurance Agent for North Start Resource Group INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2007 ADDRESS: 2701 University Avenue SE, Minneapolis MN 55414, United States DESCRIPTION: Insurance Agent for this GA representing fixed insurance products 6. ST CHRISTOPHER'S CATHOLIC CHURCH POSITION: Committee Member NATURE: Church-non profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/15/2025 ADDRESS: 12101 W Moore Rd, Marana AZ 85653, United States DESCRIPTION: I'm will be on the Parish Finance Committee once my background check has been completed. Until then I will be an observer.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-01-04

Designations