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James Allen Schmidt

Schmidt Wealth Management

Fargo, ND

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Current Employers
Schmidt Wealth Management

4650 26Th Ave S Ste J, Fargo, ND 58104 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2018-02-19
ND RA APPROVED 2006-12-04
  • MN RA
    APPROVED
    Since 2018-02-19
  • ND RA
    APPROVED
    Since 2006-12-04

Branch Locations

4650 26 Ave S Suite J, Fargo, ND 58104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schmidt Wealth Management Fargo ND 10/2006 Present
Previous Registrations
  • 2004-07-21 → 2007-01-03
    Geneos Wealth Management, Inc.
    Fargo, ND
    West Fargo, ND
    Pelican Rapids, MN
  • 1995-03-23 → 2004-07-09
    Cetera Wealth Services, Llc
    Fargo, ND
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-30
S63 Uniform Securities Agent State Law Examination 1983-02-21
  • S65 Uniform Investment Adviser Law Examination
    2007-01-30
  • S63 Uniform Securities Agent State Law Examination
    1983-02-21
Other Names
  • Jim Schmidt
  • James Allen Jr Schmidt
  • James Allen Schmidt

View on SEC IAPD

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Other Offices

EIGHTH WONDER INVESTMENTS · FARGO, ND
MARINER · Fargo, ND
LPL ENTERPRISE, LLC · fargo, ND
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · FARGO, ND
FJELL CAPITAL · FARGO, ND
LPL FINANCIAL LLC · FARGO, ND
PRIME CAPITAL FINANCIAL · FARGO, ND
EDWARD JONES · FARGO, ND

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