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1115 East Denny Way, Seattle, WA 98122-2427 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2005-11-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kms Financial Services, Inc | Seattle | WA | 02/2005 | 11/2020 |
| Lakeside Advisors, Inc. | Seattle | WA | 11/2005 | Present |
| Millikin Mandt Associates, Inc. | Seattle | WA | 01/1995 | Present |
1) LAKESIDE ADVISORS - INVESTMENT RELATED - SAME - INVESTMENT ADVICE - VP - 2005 - HOURS VARY - PROVIDE INVESTMENT ADVICE TO CLIENTS 2) MILLIKIN MANDT ASSOC - INVESTMENT RELATED - SAME - INVESTMENT ADVICE - OWNER - 200 HRS/MO - 10 HRS/MO DURING TRADING - PROVIDE INVESTMENT ADVICE AND FINANCIAL PLANNING 3) VARIOUS INSURANCE - NON-INVESTMENT - SAME ADDRESS - INSURANCE - AGENT/CONTRACTOR - 1983 - LESS THAN 1 HR/MO - DURING TRADING - SPDA, TERM AND OTHER INSURANCE PRODUCT SALES 4)LENORE HANAUER FOUNDATION - NON-INVESTMENT RELATED - 1418 PALM AVE SW/SEATTLE WA 98116 - CHARITABLE DONATIONS - SECRETARY - 2007 - LESS THAN 1 HR/MO - NONE DURING TRADING - RECORD MEETING MINUTES IN RELATION TO DONATIONS MADE TO VARIOUS CHARITIES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-12 |
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