Steven Philip Southworth

Employer firm

Propolis Capital Management CRD 135574

$416.0K regulatory AUM

Reported services (Item 5G)

Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

Current Employers

Propolis Capital Management

1901 Pine Grove Road, Suite 203, Steamboat Springs, CO 80487 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APP_PEND_IARCE	2026-01-01

CO RA
APP_PEND_IARCE

Since 2026-01-01

Branch Locations

1901 Pine Grove Road, Suite 203, Steamboat Springs, CO 80487 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Propolis Capital Management, Llc	Steamboat Springs	CO	01/2000	Present

01/2000 → Present

Propolis Capital Management, Llc

Steamboat Springs, CO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-08-22
S63	Uniform Securities Agent State Law Examination	1983-05-06

S65 Uniform Investment Adviser Law Examination

2005-08-22
S63 Uniform Securities Agent State Law Examination

1983-05-06

View on SEC IAPD

Employer firm

Current Employers

Propolis Capital Management

Disclosures

Employment History

Exams

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