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Daniel Allen Sturges

Wells Fargo Clearing Services, LLC

Steamboat Springs, CO

Denver, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-01-02
TX RA APPROVED 2014-02-18
CO RA APPROVED 2014-02-07
  • GA RA
    APPROVED
    Since 2019-01-02
  • TX RA
    APPROVED
    Since 2014-02-18
  • CO RA
    APPROVED
    Since 2014-02-07

Branch Locations

320 S Lincoln Ave 1St Fl, Steamboat Springs, CO 80487 • United States

1700 Lincoln St [Ve-Rbo], Denver, CO 80203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Denver CO 02/2014 11/2016
Wells Fargo Clearing Services, Llc Denver CO 11/2016 Present
Previous Registrations
  • 2009-10-05 → 2014-02-14
    Ameriprise Financial Services, Llc
    Atlanta, GA
    Atlanta, GA
  • 2003-06-24 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Atlanta, GA
    Marietta, GA
    Atlanta, GA
Other Businesses

RENTAL PROPERTY - COURT ; INV RELATED;AUBURN,AL; RENTAL;100% OWNERSHIP; START DATE: 05/11/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-06-25
S63 Uniform Securities Agent State Law Examination 2000-01-27
  • S65 Uniform Investment Adviser Law Examination
    2001-06-25
  • S63 Uniform Securities Agent State Law Examination
    2000-01-27
Designations
Other Names
  • Dan Sturges

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
OBERMEYER WEALTH PARTNERS
CALLAHAN CAPITAL MANAGEMENT
EDWARD JONES
KESTRA ADVISORY SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PROPOLIS CAPITAL MANAGEMENT

Other Investors

DYLAN JOHN ERHART
SELINA HEINTZ
LAURA STURGES CUSENBARY
AARON SCOTT COLBY
DEBORAH ANN ARAGON
Matthew David Ladley
DAVID BRUCE SHEPARD
John D McCollum

Other Offices

LPL FINANCIAL LLC · STEAMBOAT SPRINGS, CO
STATE FARM INVESTMENT MANAGEMENT CORP. · Steamboat Spr, CO
OBERMEYER WEALTH PARTNERS · Steamboat Springs, CO
CALLAHAN CAPITAL MANAGEMENT · STEAMBOAT SPRINGS, CO
EDWARD JONES · STEAMBOAT SPRINGS, CO
KESTRA ADVISORY SERVICES, LLC · Steamboat Springs, CO
LPL FINANCIAL LLC · STEAMBOAT SPRING, CO
EDWARD JONES · Steamboat Springs, CO

More in Steamboat Springs, CO

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