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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-24 |
| CA | RA | APPROVED | 2003-07-01 |
Branch Locations
400 Capitol Mall Ste 1700, Sacramento, CA 95814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Sacramento | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sacramento | CA | 11/2016 | Present |
TRUSTEE FOR FATHER'S TRUST; INV. RELATED; SANTA BARBARA, CA; START DATE 6/2019.; TRUSTEE FOR PARENT'S TRUST, INV RELATED, SACRAMENTO, CA, START: 9/23/2021, 10 HRS/MONTH, LESS THAN 1 HR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-12 |
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